COSMIC FINANCIAL SERVICES (MALTA) LIMITED
1 of 16 sanctions recorded for Malta.
- Sanction date
- 30 Oct 2015
- Country
- Malta
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 2883
Other sanctions against this entity (1)
Sanction text
Original language: English. Text is published as-is from ESMA.
In terms of the Decision taken by the Malta Financial Services Authority (‘MFSA’) on 30 October 2015, the MFSA has cancelled the Category 1A investment services licence of Cosmic Financial Services (Malta) Limited, with effect from 30 October 2015 after identifying a series of regulatory breaches. Cosmic Financial Services (Malta) Limited is no longer licensed to offer/provide investment services in or from within Malta.
This notice is being published in terms of the powers vested in the Authority under the provisions of the Malta Financial Services Authority Act.
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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